SEC Form 4 · accession 0001540041-18-000033

Guidewire Software, Inc. · GWRE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Marcus Ryu

Officer — CEO and President · Director

Period of report

Nov 1, 2018

Accepted (ET)

Nov 5, 2018 · 5:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001528396

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 1, 2018	M	20,000	$3.92	A	20,276	D
Common Stock^F2	Nov 1, 2018	S	3,100	$89.3387	D	17,176	D
Common Stock^F3	Nov 1, 2018	S	1,900	$88.5355	D	15,276	D
Common Stock^F4	Nov 1, 2018	S	1,695	$88.45	D	13,581	D
Common Stock^F5	Nov 1, 2018	S	3,305	$89.3234	D	10,276	D
Common Stock^F4	Nov 1, 2018	S	1,550	$88.4448	D	8,726	D
Common Stock^F6	Nov 1, 2018	S	3,450	$89.3114	D	5,276	D
Common Stock^F4	Nov 1, 2018	S	1,550	$88.4403	D	3,726	D
Common Stock^F6	Nov 1, 2018	S	3,450	$89.3204	D	276	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F7	$3.92	Nov 1, 2018	M	20,000	D	—	Dec 21, 2019	Common Stock	20,000	64,033	D

Explanation of responses

F1Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.
F2The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.05 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.04 to $89.02 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.00 to $88.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.00 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.01 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.