SEC Form 4 · accession 0001540041-18-000023

Guidewire Software, Inc. · GWRE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Marcus Ryu

Officer — CEO and President · Director

Period of report

Sep 4, 2018

Accepted (ET)

Sep 5, 2018 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001528396

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Sep 4, 2018	M	20,000	$3.92	A	20,276	D
Common Stock^F2	Sep 4, 2018	S	4,800	$99.8991	D	15,476	D
Common Stock^F3	Sep 4, 2018	S	200	$100.55	D	15,276	D
Common Stock^F4	Sep 4, 2018	S	4,800	$99.9007	D	10,476	D
Common Stock^F3	Sep 4, 2018	S	200	$100.55	D	10,276	D
Common Stock^F5	Sep 4, 2018	S	4,800	$99.9093	D	5,476	D
Common Stock^F3	Sep 4, 2018	S	200	$100.55	D	5,276	D
Common Stock^F6	Sep 4, 2018	S	4,900	$99.9178	D	376	D
Common Stock	Sep 4, 2018	S	100	$100.64	D	276	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F7	$3.92	Sep 4, 2018	M	20,000	D	—	Dec 21, 2019	Common Stock	20,000	89,033	D

Explanation of responses

F1Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.
F2The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.40 to $100.35 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $100.46 to $100.64 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.45 to $100.42 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.45 to $100.37 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.51 to $100.46 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.