SEC Form 4 · accession 0001540041-18-000021

Guidewire Software, Inc. · GWRE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Marcus Ryu

Officer — CEO and President · Director

Period of report

Aug 1, 2018

Accepted (ET)

Aug 2, 2018 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001528396

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 1, 2018	M	20,000	$3.92	A	20,276	D
Common Stock^F2	Aug 1, 2018	S	2,300	$86.7663	D	17,976	D
Common Stock^F3	Aug 1, 2018	S	2,700	$87.4512	D	15,276	D
Common Stock^F4	Aug 1, 2018	S	2,150	$86.7548	D	13,126	D
Common Stock^F3	Aug 1, 2018	S	2,850	$87.4547	D	10,276	D
Common Stock^F5	Aug 1, 2018	S	2,250	$86.7563	D	8,026	D
Common Stock^F6	Aug 1, 2018	S	2,750	$87.4498	D	5,276	D
Common Stock^F5	Aug 1, 2018	S	2,269	$86.7788	D	3,007	D
Common Stock^F7	Aug 1, 2018	S	2,731	$87.4559	D	276	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F8	$3.92	Aug 1, 2018	M	20,000	D	—	Dec 21, 2019	Common Stock	20,000	109,033	D

Explanation of responses

F1Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.
F2The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $86.20 to $87.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $87.20 to $87.58 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $86.20 to $87.05 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $86.20 to $87.18 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $87.21 to $87.58 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $87.20 to $87.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.