SEC Form 4 · accession 0001340922-17-000021
Guidewire Software, Inc. · GWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Conway
Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 17, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 300 | $35.00 | A | 9,147 | D | |
| Common Stock | Oct 16, 2017 | S | 300 | $78.51 | D | 8,847 | D | |
| Common Stock | Oct 16, 2017 | S | 300 | $78.51 | D | 8,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $35.00 | Oct 16, 2017 | M | 300 | D | — | Mar 27, 2022 | Common Stock | 300 | 311 | D |
Explanation of responses
- F1Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.
- F2Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.
- F3The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date.