SEC Form 4 · accession 0001140361-15-022965
ZaZa Energy Corp · ZAZA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Todd Alan Brooks
Officer — President and CEO · Director · 10% Owner
TODD ALAN BROOKS NON EXEMPT TRUST
10% Owner
BLACKSTONE OIL & GAS, LLC
10% Owner
Period of report
May 28, 2015
Accepted (ET)
Jun 2, 2015 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | F | 51,997 | $1.41 | D | 919,867 | D | |
| Common StockF2 | holding | — | — | — | 5,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 2,082,020 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the grant agreement with respect to the award of shares of common stock, the disposition represents shares used to satisfy the Company's tax withholding obligations.
- F2Todd Alan Brooks is the general partner of FT Trading & Management, LP, the direct owner of 5,000 shares as of the date of this Form 4.
- F3Todd Alan Brooks is the Trustee of the Todd Alan Brooks Non Exempt trust, which is the sole member of Blackstone Oil & Gas, LLC. Blackstone Oil & Gas, LLC is the direct owner of 2,082,020 shares of Common Stock of ZaZa Energy Corporation as of the date of this Form 4.