SEC Form 4 · accession 0001209191-17-027819
Genie Energy Ltd. · GNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey Rochwarger
Officer — Vice Chairman
Period of report
Apr 21, 2017
Accepted (ET)
Apr 21, 2017 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $.01 per shareF1 | Apr 21, 2017 | M | 2,996 | $6.85 | A | 69,989 | D | |
| Series 2012-A Preferred Stock, par value $.01 per share | holding | — | — | — | 15,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.85 | Apr 21, 2017 | M | 2,996 | D | Nov 3, 2011 | Apr 23, 2017 | Class B Common Stock | 2,996 | 0 | D |
Explanation of responses
- F1Consists of 12,487 shares of vested Class B Common Stock and 57,502 shares of the Company's Class B Common Stock held by Mr. Rochwarger directly.