SEC Form 4 · accession 0001209191-17-001923
Genie Energy Ltd. · GNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B Rosenthal
Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 5, 2017 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, $.01 par value per shareF1,F2 | Jan 5, 2017 | A | 2,920 | $6.01 | A | 18,483 | D | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 2,500 | I | By Individual Retirement Account | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 12,500 | I | By Endodontic Associates Retirement Account | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 1,000 | I | By Self for Daughter | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 1,000 | I | By Self for Daughter | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 1,000 | I | By Self for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock that vests in full immediately.
- F2Consists of fully vested shares of Restricted Stock.