SEC Form 4 · accession 0001209191-16-128398
Genie Energy Ltd. · GNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ira A Greenstein
Officer — President
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 102,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $6.85 | Jun 16, 2016 | D | 3,556 | D | — | Jul 22, 2016 | Class B Common Stock | 3,556 | 0 | D |
| Employee Stock Option (right to buy) | $7.14 | Jun 16, 2016 | A | 3,556 | A | Jun 16, 2016 | Jun 15, 2017 | Class B Common Stock | 3,556 | 3,556 | D |
| Employee Stock Option (right to buy) | $7.14 | Jun 16, 2016 | A | 1,185 | A | Jun 16, 2016 | Jun 15, 2017 | Class B Common Stock | 1,185 | 1,185 | D |
Explanation of responses
- F1Consists of 7,282 unvested shares of the Company's Class B Common Restricted Stock which vest on January 9, 2017; and 95,423 shares of the Company's Class B Common Stock held by Mr. Greenstein directly.
- F2The option was granted on November 3, 2011 and is fully vested. These options were cancelled by the Company.