SEC Form 4 · accession 0001209191-15-053079

Genie Energy Ltd. · GNE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Jun 11, 2015

Accepted (ET)

Jun 15, 2015 · 12:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001528356

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common Stock, par value $.01 per share^F1	holding	—	—		—	105,801	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$6.85	Jun 11, 2015	D	3,556	D	—	Jun 15, 2015	Class B Common Stock	3,556	0	D
Employee Stock Option (right to buy)^F2	$6.85	Jun 11, 2015	A	3,556	A	—	Jun 15, 2016	Class B Common Stock	3,556	3,556	D
Employee Stock Option (right to buy)^F3	$6.85	Jun 11, 2015	D	1,185	D	—	Jul 22, 2015	Class B Common Stock	1,185	0	D
Employee Stock Option (right to buy)^F3	$6.85	Jun 11, 2015	A	1,185	A	—	Jul 22, 2016	Class B Common Stock	1,185	1,185	D

F1Consists of 14,564 unvested shares of the Company's Class B Common Restricted Stock of which 7,282 vest on each of January 9, 2016 and January 9, 2017; and 91,237 shares of the Company's Class B Common Stock held by Mr. Greenstein directly.
F2The two reported transactions involved an amendment of an outstanding option to extend the expiration date, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 3, 2011 and vested immediately, and was set to expire on June 15, 2015.
F3The two reported transactions involved an amendment of an outstanding option to extend the expiration date, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 3, 2011 and vested immediately, and was set to expire on July 22, 2015.