SEC Form 4 · accession 0001449535-26-000006
Personalis, Inc. · PSNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Hall
Officer — Chief Executive Officer · Director
Period of report
Jul 9, 2026
Accepted (ET)
Jul 9, 2026 · 8:46 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001527753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2026 | M | 100,000 | $1.61 | A | 335,986 | D | |
| Common StockF2 | Jul 9, 2026 | S | 100,000 | $15.08 | D | 235,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $1.61 | Jul 9, 2026 | M | 66,667 | D | — | Mar 15, 2034 | Common Stock | 66,667 | 133,333 | D |
| Stock Option (right to buy)F4 | $1.61 | Jul 9, 2026 | M | 33,333 | D | — | Mar 15, 2034 | Common Stock | 33,333 | 0 | D |
Explanation of responses
- F1The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.
- F2The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $15.00 to $15.24 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.
- F4The shares subject to the option are fully vested and exercisable.