SEC Form 4 · accession 0001209191-19-006534
Mid-Con Energy Partners, LP · MCEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilkie Schell Colyer Jr.
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 1, 2019 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF1 | Jan 31, 2019 | A | 10,000 | $1.07 | A | 24,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Convertible Preferred UnitsF2 | $2.15 | holding | — | — | — | Feb 11, 2017 | Aug 11, 2021 | Common Units Representing Limited Partner Interests | 23,256 | 23,256 | I |
| Class A Convertible Preferred UnitsF3 | $2.15 | holding | — | — | — | Feb 11, 2017 | Aug 11, 2021 | Common Units Representing Limited Partner Interests | 93,023 | 93,023 | I |
| Class B Convertible Preferred UnitsF4 | $1.53 | holding | — | — | — | Jul 31, 2018 | Aug 11, 2021 | Common Units Representing Limited Partner Interests | 65,359 | 65,359 | I |
| Class B Convertible Preferred UnitsF5 | $1.53 | holding | — | — | — | Jul 31, 2018 | Aug 11, 2021 | Common Units Representing Limited Partner Interests | 130,719 | 130,719 | I |
Explanation of responses
- F1Common units awarded to Mr. Colyer pursuant to the Mid-Con Energy Partners, LP Long-Term Incentive Program.
- F2These Class A Convertible Preferred Units are held directly by Goff MCEP Holdings, LLC (Goff MCEP) but are held for the benefit of Mr. Colyer pursuant to an understanding between Mr. Colyer and Goff MCEP. Mr. Colyer is a principal of Goff Capital, Inc. (Goff Capital) which is the manager of Goff MCEP. Mr. Colyer and Goff Capital each disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
- F3These Class A Convertible Preferred Units are held directly by Goff MCEP but are held for the benefit of Colyer Interests, LLC (Colyer Interests), of which Mr. Colyer is the Managing Member, pursuant to an understanding between Colyer Interests and Goff MCEP. Mr. Colyer is a principal of Goff Capital which is the manager of Goff MCEP. Mr. Colyer, Goff Capital and Colyer Interests each disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
- F4These Class B Convertible Preferred Units are held directly by Goff MCEP II, LP (Goff MCEP II) but are held for the benefit of Mr. Colyer pursuant to an understanding between Mr. Colyer and Goff MCEP II. Mr. Colyer is the Senior Vice President/Investments, of GFS MCEP GP, LLC (GFS MCEP) which is the general partner of Goff MCEP II. Mr. Colyer and GFS MCEP each disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
- F5These Class B Convertible Preferred Units are held directly by Goff MCEP II but are held for the benefit of Colyer Interests, of which Mr. Colyer is the Managing Member, pursuant to an understanding between Mr. Colyer and Goff MCEP II. Mr. Colyer, is the Senior Vice President/ Investments of GFS MCEP which is the general partner of Goff MCEP II. Mr. Colyer, Colyer Interests and GFS MCEP each disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.