SEC Form 4 · accession 0000899243-18-002686
Mid-Con Energy Partners, LP · MCEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Goff
10% Owner
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Convertible Preferred UnitsF4,F3 | — | Jan 31, 2018 | P | 6,666,667 | A | Jul 31, 2018 | — | Common Units Representing Limited Partner Interests | 6,666,667 | 6,666,667 | I |
| Class A Convertible Preferred UnitsF2,F1 | — | holding | — | — | — | Feb 11, 2017 | — | Common Units Representing Limited Partner Interests | 4,558,139 | 4,558,139 | I |
Explanation of responses
- F1The Class A Convertible Preferred Units ("Class A Preferred Units") are convertible into common units representing limited partner interests ("Common Units") on a one-for-one basis and have no expiration date.
- F2The Class A Preferred Units are owned directly by Goff MCEP Holdings, LLC (2,697,674) and Goff REN Holdings, LLC (1,860,465), each of which is indirectly partially owned by the Reporting Person.
- F3The Class B Convertible Preferred Units ("Class B Preferred Units") are convertible into Common Units on a one-for-one basis beginning on July 31, 2018 and have no expiration date.
- F4The Class B Preferred Units are owned directly by Goff MCEP II, LP (5,098,039), Goff REN Holdings, LLC (784,314) and Goff REN Holdings II, LLC (784,314), each of which is indirectly partially owned by the Reporting Person.