SEC Form 4 · accession 0001630849-18-000001
NuZee, Inc. · CIMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Masateru Higashida
Officer — CEO, CFO, Secretary · Director · 10% Owner
Period of report
Jul 20, 2017
Accepted (ET)
Jan 24, 2018 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527613
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $0.56 | Jul 20, 2017 | A | 1,520,000 | A | — | Jul 20, 2022 | Common Stock | 1,520,000 | 1,520,000 | D |
Explanation of responses
- F1Exercise of the Employee Stock Options is subject to vesting over five years from the date of the grant, with 20% becoming exercisable on each anniversary of the date of the grant.