SEC Form 4 · accession 0001209191-15-074314

SYNLOGIC, INC. · SYBX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 5, 2015

Accepted (ET)

Oct 6, 2015 · 3:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001527599

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Oct 5, 2015	C	1,241,650	—	A	1,241,650	I	See Note 2
Common Stock^F3,F2	Oct 6, 2015	J	257,516	$0.00	A	1,499,166	I	See Note 2
Common Stock^F4,F2	Oct 5, 2015	C	583,559	—	A	2,082,725	I	See Note 2
Common Stock^F5,F2	Oct 6, 2015	J	31,650	$0.00	A	2,114,375	I	See Note 2
Common Stock^F2	Oct 6, 2015	P	857,142	$7.00	A	2,971,517	I	See Note 2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series C Preferred Stock^F6,F1,F2,F7	—	Oct 5, 2015	C	1,241,650	D	—	—	Common Stock	1,241,650	0	I
Series D Preferred Stock^F3,F2,F4,F7	—	Oct 5, 2015	C	583,559	D	—	—	Common Stock	583,559	0	I

F1Each share of Series C Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F2The Reporting Person is a director of NEA 14 GP, LTD, which is the sole general partner of NEA Partners 14, L.P. ("NEA Partners 14"). NEA Partners 14 is the sole general partner of New Enterprise Associates 14, L.P. ("NEA 14"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 shares in which the Reporting Person has no pecuniary interest.
F3The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C Preferred Stock of the Company.
F4Each share of Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F5The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series D Preferred Stock of the Company.
F6Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.
F7The expiration date is not relevant to the conversion of these securities.