SEC Form 4/A · accession 0001144204-16-130893
Ready Capital Corp · RC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Mudge
Director
Period of report
Oct 25, 2016
Accepted (ET)
Nov 1, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 25, 2016 | D | 4,144 | $15.37 | D | 1,856 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%.