SEC Form 4 · accession 0001104659-16-159815
Ready Capital Corp · RC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mitchell Reese
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2016 | P | 15,000 | $13.06 | A | 15,000 | I | J.Mitchell Reese Jr. Trust, UA 5/5/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.975 to $13.10, inclusive on November 28, 2016. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The Reporting Person owns the shares of common stock of the Issuer through the J.Mitchell Reese Jr. Trust, UA 5/5/1999. The Reporting Person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.