SEC Form 4 · accession 0001588047-15-000001

Wheeler Real Estate Investment Trust, Inc. · WHLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 18, 2015

Accepted (ET)

Jun 18, 2015 · 3:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001527541

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 18, 2015	P	10,000	$2.05	A	147,169	D
Common Stock	holding	—	—		—	100,000	I	Held in profit sharing plan
Common Stock	holding	—	—		—	6,000	I	Held in spouse's IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series B Convertible Preferred Stock^F1	$5.00	holding	—	—	—	—	—	Common Stock	50,000	10,000	D
Series B Convertible Preferred Stock^F1	$5.00	holding	—	—	—	—	—	Common Stock	20,000	4,000	I
Common Stock Warrants^F2	$5.50	holding	—	—	—	—	—	Common Stock	12,000	12,000	D
Common Stock Warrants^F2	$5.50	holding	—	—	—	—	—	Common Stock	4,800	4,800	I

F1Each share of Series B Convertible Preferred Stock ("Series B Preferred Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc. (the "Company") common stock at $5.00 per share, upon completion of the Company's April 2014 and September 2014 public offerings of Series B Preferred Stock and Common Stock Warrants. The Series B Preferred Stock has no expiration date.
F2Each Common Stock Warrant became exercisable upon completion of the Company's April 2014 and September 2014 public offerings of Series B Preferred Stock and Common Stock Warrants. The Common Stock Warrants expire on April 29, 2014.