SEC Form 4 · accession 0001557314-15-000005
Wheeler Real Estate Investment Trust, Inc. · WHLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann L McKinney
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | A | 4,103 | $1.95 | A | 26,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 10,078 | 10,078 | D |
| Common UnitsF1,F4,F3 | — | holding | — | — | — | — | — | Common Stock | 4,787 | 4,787 | D |
| Common UnitsF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,542 | 4,542 | I |
| Common UnitsF1,F4,F3 | — | holding | — | — | — | — | — | Common Stock | 4,619 | 4,619 | I |
Explanation of responses
- F1Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
- F2These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
- F3These derivative securities do not have an expiration date.
- F4These common units have been held for less than one year and therefore may not be currently exchanged.