SEC Form 5 · accession 0001557312-17-000001
Wheeler Real Estate Investment Trust, Inc. · WHLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Kelly
Officer — V.P. Director of Acquisitions · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 6, 2017 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2016 | J | 85 | $1.91 | A | 38,698 | D | |
| Common Stock | Feb 4, 2016 | J | 118 | $1.50 | A | 38,816 | D | |
| Common Stock | Mar 3, 2016 | J | 147 | $1.20 | A | 38,863 | D | |
| Common Stock | Apr 5, 2016 | J | 145 | $1.23 | A | 39,108 | D | |
| Common Stock | May 5, 2016 | J | 123 | $1.48 | A | 39,231 | D | |
| Common Stock | Jun 3, 2016 | J | 122 | $1.52 | A | 39,353 | D | |
| Common Stock | Jul 6, 2016 | J | 121 | $1.55 | A | 39,474 | D | |
| Common Stock | Aug 4, 2016 | J | 109 | $1.74 | A | 39,583 | D | |
| Common Stock | Sep 6, 2016 | J | 109 | $1.75 | A | 39,693 | D | |
| Common Stock | Oct 5, 2016 | J | 111 | $1.75 | A | 39,803 | D | |
| Common Stock | Nov 3, 2016 | J | 115 | $1.70 | A | 39,918 | D | |
| Common Stock | Dec 5, 2016 | J | 120 | $1.64 | A | 40,038 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.