SEC Form 5 · accession 0001557307-16-000006

Wheeler Real Estate Investment Trust, Inc. · WHLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corporate Secretary

Period of report

Dec 31, 2015

Accepted (ET)

Jan 29, 2016 · 12:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001527541

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	20,849	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Units^F4,F1,F2,F3	—	Dec 31, 2015	P	1,135	A	—	—	Common Stock	1,135	2,270	I
Common Units^F4,F1,F5,F3	—	Dec 31, 2015	P	60	A	—	—	Common Stock	60	120	I
Common Units^F1,F2,F3	—	holding	—	—	—	—	—	Common Stock	2,050	2,050	D

F1Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the company.
F2These common units have bee held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
F3These derivative securities do not have an expiration date.
F4The reporting owner acquired these common units through the purchase of her mother's membership interests in a jointly held limited liability company for nominal consideration.
F5These common units have been held for less than one year and therefore may not be currently exchanged.