SEC Form 4 · accession 0001557239-15-000001

Wheeler Real Estate Investment Trust, Inc. · WHLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & Chairman · Director

Period of report

Jun 2, 2015

Accepted (ET)

Jun 4, 2015 · 6:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001527541

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	674,619	D
Common Stock	holding	—	—	—	17,980	I	Owned by spouse
Common Stock	holding	—	—	—	12,047	I	Held in Profit Sharing Plan
Common Stock	holding	—	—	—	2,572	I	Controlling interests in other entities
Common Stock	holding	—	—	—	1,600	I	Held by dependent child

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Units^F1,F4,F3	—	Jun 2, 2015	P	12,250	A	—	—	Common Stock	12,250	16,576	I
Common Units^F1,F4,F3	—	holding	—	—	—	—	—	Common Stock	1,519,035	1,519,035	D
Common Units^F1,F2,F3	—	holding	—	—	—	—	—	Common Stock	65,823	65,823	D
Common Units^F1,F2,F3	—	holding	—	—	—	—	—	Common Stock	288,009	288,009	I
Common Units^F1,F2,F3	—	holding	—	—	—	—	—	Common Stock	3,123	3,123	I
Common Units^F1,F2,F3	—	holding	—	—	—	—	—	Common Stock	31,234	31,234	I

F1Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership may, after a one year holding period, elect to exchange their common units for common stock of the Company on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
F2These common units have been held for at least one year and therefore may be exchanged in accordance with the Partnership Agreement.
F3These derivative securities do not have an expiration date.
F4These common units have been held for less than one year and therefore may not be currently exchanged.