SEC Form 4 · accession 0001127602-18-028098
BankGuam Holding Co · BKGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guerrero William David Leon
Officer — EVP & COO · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 19, 2018 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2018 | P | 164 | $10.00 | A | 74,057 | D | |
| Common StockF2 | holding | — | — | — | 2,520 | I | Shares are registered under the spouse's name Zita T Leon Guerrero |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F174,057 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- F22,520 shares are subject to a certain Voting Trust Agreement dated November 29 2013 of which Ms. Lourdes Leon Guerrero is the Trustee.