SEC Form 4 · accession 0001127602-18-002222
BankGuam Holding Co · BKGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guerrero Eugenia Aflague Leon
10% Owner
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 19, 2018 | P | 1,826 | $9.00 | A | 1,773,307 | I | Trustee |
| Common StockF1,F2 | Jan 19, 2018 | P | 107 | $11.00 | A | 1,773,414 | I | Trustee |
| Common StockF1 | holding | — | — | — | 10,700 | D | ||
| Preferred Shares Series AF3 | holding | — | — | — | 250 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,784,114 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- F2Shares are registered as Jesus S Leon Guerrero & Eugenia A Leon Guerrero TRS Jesus S Leon Guerrero Family Trust UA DTD 12/14/01
- F3Shares are registered as Eugenia A Leon Guerrero TRS Jesus S Leon Guerrero Family Trust UA DTD 12/14/01