SEC Form 4 · accession 0001127602-17-033404
BankGuam Holding Co · BKGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guerrero William David Leon
Officer — EVP & COO · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 28, 2017 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2017 | P | 10,000 | $12.25 | A | 73,621 | D | |
| Common StockF2 | holding | — | — | — | 2,520 | I | Shares are registered under the spouse's name Zita T Leon Guerrero |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F173,621 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- F22,520 shares are subject to a certain Voting Trust Agreement dated November 29 2013 of which Ms. Lourdes Leon Guerrero is the Trustee.