SEC Form 4 · accession 0001127602-16-068850
BankGuam Holding Co · BKGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guerrero Lourdes Aflague Leon
Officer — President & Chair of the Board · Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Shares Series A | Nov 30, 2016 | P | 250 | $1,000.00 | A | 250 | D | |
| Common StockF1 | holding | — | — | — | 78,154 | D | ||
| Common StockF2 | holding | — | — | — | 2,400 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 800 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,100 | I | Trustee | |
| Common Stock | holding | — | — | — | 500 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F182,954 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- F2The securities are held in a trust for the benefit of Joaquin Philip Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee.
- F3The securities are held in a trust for the benefit of Mariana Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee. Ms. Leon Guerrero disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that she is a beneficial owner of such securities for the purpose of Section 16.