SEC Form 4 · accession 0001127602-16-067258
BankGuam Holding Co · BKGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guerrero Eugenia Aflague Leon
10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Shares Series AF1 | Nov 14, 2016 | P | 250 | $1,000.00 | A | 250 | I | Trustee |
| Common StockF2 | holding | — | — | — | 10,700 | D | ||
| Common StockF2,F3 | holding | — | — | — | 1,763,652 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are registered as Eugenia A Leon Guerrero TRS Jesus S Leon Guerrero Family Trust UA DTD 12/14/01
- F21,774,352 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
- F3Shares are registered as Jesus S Leon Guerrero & Eugenia A Leon Guerrero TRS Jesus S Leon Guerrero Family Trust UA DTD 12/14/01