SEC Form 4 · accession 0001127855-17-000060
KonaRed Corp · KRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Redfield
Officer — President & COO, Director · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 10, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted common shares | Oct 28, 2016 | A | 1,382,532 | $0.0561 | A | 7,648,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call options to purchase restricted common sharesF1 | $0.0559 | Mar 6, 2017 | A | 2,476,377 | A | Mar 6, 2017 | Mar 6, 2022 | Restricted common shares | 2,476,377 | 2,476,377 | D |
Explanation of responses
- F1For compensation related to the fourth quarter of fiscal 2016, Mr. Redfield was issued 2,476,377 options to purchase 2,476,377 restricted common shares of the Company at an exercise price equal to market close price on date of issuance, all of which vested on date of issuance.