SEC Form 5 · accession 0001127855-15-000052
KonaRed Corp · KRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dawe
Officer — CFO, Secretary, Treasurer
Period of report
Dec 19, 2014
Accepted (ET)
Feb 11, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common sharesF1 | Aug 19, 2014 | A | 75,000 | $0.6577 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call options to purchase restricted common sharesF2 | $0.17 | Dec 19, 2014 | A | 750,000 | A | Dec 19, 2014 | Dec 19, 2019 | Restricted common shares | 750,000 | 750,000 | D |
Explanation of responses
- F1This is average price at which Mr. Dawe was granted these shares as compensation. The acquisition date shown is the last date of the issuance.
- F2These options vested at grant date.