SEC Form 4 · accession 0001209191-15-038979
Carlyle Group Inc. · CG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Fishman
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | May 1, 2015 | A | 3,243 | $0.00 | A | 19,246 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2016, subject to Mr. Fishman's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date.
Remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of the Reporting Person's pecuniary interest in such interests.