SEC Form 4 · accession 0001012975-18-000076
Cushing Energy Income Fund · SRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Page Howard
10% Owner
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 16, 2018 | P | 1,221 | $10.022 | A | 290,221 | D | |
| Common Shares | Jan 16, 2018 | P | 1,359 | $10.045 | A | 291,580 | D | |
| Common Shares | Jan 16, 2018 | P | 1,420 | $10.088 | A | 293,000 | D | |
| Common Shares | Jan 16, 2018 | P | 2,000 | $10.044 | A | 295,000 | D | |
| Common Shares | Jan 16, 2018 | P | 4,000 | $10.008 | A | 299,000 | D | |
| Common Shares | Jan 16, 2018 | P | 4,400 | $9.95 | A | 303,400 | D | |
| Common Shares | Jan 17, 2018 | P | 177 | $9.793 | A | 303,577 | D | |
| Common Shares | Jan 17, 2018 | P | 1,000 | $9.903 | A | 304,577 | D | |
| Common Shares | Jan 17, 2018 | P | 1,000 | $9.918 | A | 305,577 | D | |
| Common Shares | Jan 17, 2018 | P | 700 | $9.92 | A | 306,277 | D | |
| Common Shares | Jan 17, 2018 | P | 1,000 | $9.955 | A | 307,277 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.98 | A | 307,777 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.974 | A | 308,277 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 308,777 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 309,277 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 309,777 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 310,277 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 310,777 | D | |
| Common Shares | Jan 17, 2018 | P | 500 | $9.99 | A | 311,277 | D | |
| Common Shares | Jan 17, 2018 | P | 340 | $9.99 | A | 311,617 | D | |
| Common Shares | Jan 18, 2018 | P | 1,700 | $9.989 | A | 313,317 | D | |
| Common Shares | Jan 18, 2018 | P | 500 | $9.976 | A | 313,817 | D | |
| Common Shares | Jan 18, 2018 | P | 1,000 | $9.958 | A | 314,817 | D | |
| Common Shares | Jan 18, 2018 | P | 500 | $9.96 | A | 315,317 | D | |
| Common Shares | Jan 18, 2018 | P | 500 | $9.96 | A | 315,817 | D |
Table II — derivative securities
No Table II lines on this filing.