SEC Form 4/A · accession 0001127602-16-043258
TripAdvisor, Inc. · TRIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Seth J Kalvert
Officer — SVP, GC, Sec.
Period of report
Sep 9, 2013
Accepted (ET)
Feb 24, 2016 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2013 | M | 22,669 | $0.00 | A | 26,455 | D | |
| Common StockF2 | Sep 9, 2013 | S | 22,669 | $74.6246 | D | 3,786 | D | |
| Common Stock | Sep 9, 2013 | M | 10,439 | $0.00 | A | 14,225 | D | |
| Common StockF2 | Sep 9, 2013 | S | 10,439 | $74.6246 | D | 3,786 | D | |
| Common Stock | Sep 9, 2013 | M | 7,078 | $0.00 | A | 10,864 | D | |
| Common StockF2 | Sep 9, 2013 | S | 7,078 | $74.6246 | D | 3,786 | D | |
| Common Stock | Sep 9, 2013 | A | 5,898 | $28.86 | A | 9,684 | D | |
| Common StockF2 | Sep 9, 2013 | S | 5,898 | $74.6246 | D | 3,786 | D | |
| Common Stock | Sep 9, 2013 | M | 2,359 | $0.00 | A | 6,145 | D | |
| Common StockF2 | Sep 9, 2013 | S | 2,359 | $74.6246 | D | 3,786 | D | |
| Common Stock | Sep 9, 2013 | G | 675 | $74.6246 | D | 3,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.80 | Sep 9, 2013 | M | 22,669 | D | Mar 2, 2010 | Mar 2, 2016 | Common Stock | 22,669 | 0 | D |
| Stock Option (Right to Buy)F3 | $23.76 | Sep 9, 2013 | M | 10,439 | D | Feb 23, 2011 | Feb 23, 2017 | Common Stock | 10,439 | 4,129 | D |
| Stock Option (Right to Buy)F3 | $20.87 | Sep 9, 2013 | M | 7,078 | D | Mar 1, 2012 | Mar 1, 2018 | Common Stock | 7,078 | 7,079 | D |
| Stock Option (Right to Buy)F3 | $28.86 | Sep 9, 2013 | M | 5,898 | D | Aug 25, 2012 | Aug 25, 2018 | Common Stock | 5,898 | 17,697 | D |
| Stock Option (Right to Buy)F3 | $29.48 | Sep 9, 2013 | M | 2,359 | D | Nov 30, 2012 | Nov 30, 2018 | Common Stock | 2,359 | 7,079 | D |
Explanation of responses
- F1The reporting person's option exercise and sale reported in this Form 4 include shares sold in connection with the cashless exercise of options effected pursuant to Rule 10b5-1 trading plan previously adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $74.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Date at which first vesting occurred is indicated. One-fourth of the total number of shares underlying this option vested on the first vesting date and an additional one-fourth on each anniversary thereafter until the option became fully vested.