SEC Form 5 · accession 0001567619-19-000653
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — CEO & Princ Financial Officer
Period of report
Nov 30, 2018
Accepted (ET)
Jan 7, 2019 · 9:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 1, 2017 | L | 5 | $17.35 | A | 362 | D | |
| Common SharesF1 | Dec 1, 2017 | L | 3 | $17.35 | A | 134 | I | By spouse |
| Common SharesF1 | Mar 1, 2018 | L | 5 | $16.96 | A | 362 | D | |
| Common SharesF1 | Mar 1, 2018 | L | 3 | $16.96 | A | 134 | I | By spouse |
| Common SharesF1 | Jun 1, 2018 | L | 5 | $17.49 | A | 362 | D | |
| Common SharesF1 | Jun 1, 2018 | L | 3 | $17.49 | A | 134 | I | By spouse |
| Common SharesF1 | Sep 4, 2018 | L | 5 | $17.81 | A | 362 | D | |
| Common SharesF1 | Sep 4, 2018 | L | 3 | $17.81 | A | 134 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 3.14 shares acquired under the TTP dividend reinvestment plan.