SEC Form 5 · accession 0001140361-18-001222
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Nov 30, 2017
Accepted (ET)
Jan 8, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2017 | L | 33 | $18.42 | A | 1,502 | D | |
| Common SharesF1 | Sep 1, 2017 | L | 16 | $18.42 | A | 762 | I | By spouse |
| Common SharesF1 | Sep 1, 2017 | L | 5 | $18.42 | A | 246 | I | By adult child not living at home; reporting person can trade on account for adult child's benefit |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.