SEC Form 5 · accession 0001140361-18-001205
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shobana Gopal
Officer — Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Jan 8, 2018 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2016 | L | 11 | $21.93 | A | 614 | D | |
| Common SharesF1 | Mar 1, 2017 | L | 11 | $21.58 | A | 614 | D | |
| Common SharesF1 | Jun 1, 2017 | L | 12 | $20.07 | A | 614 | D | |
| Common SharesF1 | Sep 1, 2017 | L | 13 | $18.42 | A | 614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.