SEC Form 4 · accession 0001140361-17-033472
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Dec 1, 2016
Accepted (ET)
Aug 29, 2017 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2016 | L | 26 | $21.93 | A | 1,414 | D | |
| Common SharesF1 | Dec 1, 2016 | L | 13 | $21.93 | A | 717 | I | By spouse |
| Common SharesF1 | Mar 1, 2017 | L | 27 | $21.58 | A | 1,441 | D | |
| Common SharesF1 | Mar 1, 2017 | L | 14 | $21.58 | A | 730 | I | By spouse |
| Common SharesF1 | Jun 1, 2017 | L | 29 | $20.07 | A | 1,470 | D | |
| Common SharesF1 | Jun 1, 2017 | L | 15 | $20.07 | A | 745 | I | By spouse |
| Common SharesF1,F2 | Jun 1, 2017 | L | 5 | $20.07 | A | 241 | I | By adult child not living at home; reporting person can trade on account for adult child's benefit |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2These shares, held by adult child no longer living at home and which had been previously disclaimed, are being reported again as the reporting person has been given power to trade on this account again for adult child's benefit.