SEC Form 5 · accession 0001140361-17-001692
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shobana Gopal
Officer — Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Jan 12, 2017 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2015 | L | 13 | $17.47 | A | 567 | D | |
| Common SharesF1 | Mar 1, 2016 | L | 17 | $12.67 | A | 567 | D | |
| Common SharesF1 | Jun 1, 2016 | L | 13 | $17.37 | A | 567 | D | |
| Common SharesF1 | Sep 1, 2016 | L | 11 | $19.68 | A | 567 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.