SEC Form 5 · accession 0001140361-16-047526
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — Chief Executive Officer
Period of report
Nov 30, 2015
Accepted (ET)
Jan 11, 2016 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2015 | L | 2 | $21.15 | A | 102 | I | By spouse |
| Common SharesF2 | holding | — | — | — | 326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 2.61 shares acquired under the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan.