SEC Form 4 · accession 0001140361-15-029739
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Aug 4, 2015
Accepted (ET)
Aug 4, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2014 | L | 15 | $31.64 | A | 1,191 | D | |
| Common SharesF1 | Dec 1, 2014 | L | 2 | $31.64 | A | 119 | I | By spouse |
| Common SharesF1 | Dec 1, 2014 | L | 1 | $31.64 | A | 60 | I | By self as custodian of child's account |
| Common SharesF1 | Mar 2, 2015 | L | 18 | $29.19 | A | 1,209 | D | |
| Common SharesF1 | Mar 2, 2015 | L | 2 | $29.19 | A | 121 | I | By spouse |
| Common SharesF1 | Mar 2, 2015 | L | 1 | $29.19 | A | 60 | I | By self as custodian of child's account |
| Common SharesF1 | Jun 1, 2015 | L | 2 | $27.65 | A | 123 | I | By spouse |
| Common SharesF1 | Jun 1, 2015 | L | 1 | $27.65 | A | 61 | I | By self as custodian for child's account |
| Common SharesF1 | Jun 1, 2015 | L | 20 | $27.65 | A | 1,229 | D | |
| Common Shares | Aug 4, 2015 | P | 140 | $22.62 | A | 201 | I | By self as custodian of child's account |
| Common Shares | Aug 4, 2015 | P | 500 | $22.63 | A | 623 | I | By spouse |
| Common Shares | holding | — | — | — | 1,229 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.