SEC Form 4 · accession 0001140361-15-026684
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — Chief Executive Officer
Period of report
Jul 2, 2015
Accepted (ET)
Jul 6, 2015 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jan 15, 2015 | L | 1 | $29.38 | A | 120 | D | |
| Common Shares | Jul 2, 2015 | P | 100 | $25.34 | A | 100 | I | By spouse |
| Common SharesF3 | holding | — | — | — | 124 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. ("TTP") dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2Includes 19.23 shares acquired under the TTP dividend reinvestment plan.
- F3Includes 3.93 shares acquired under the TTP dividend reinvestment plan.