SEC Form 4 · accession 0001140361-15-022221
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Matlack
Officer — Chief Executive Officer · Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 15, 2015 | L | 28 | $29.38 | A | 5,445 | I | By Matlack Living Trust dated 12/30/04 |
| Common SharesF2 | May 27, 2015 | P | 436 | $28.17 | A | 7,467 | I | By Matlack Living Trust dated 12/30/04 |
| Common Shares | May 27, 2015 | P | 439 | $28.15 | A | 7,906 | I | By Matlack Living Trust dated 12/30/04 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2Includes 85.56 shares acquired under the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan and 1500 shares previously reported on Form 4 in February 2015.