SEC Form 5 · accession 0001140361-15-001655
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Officer — Senior VP and Treasurer
Period of report
Nov 30, 2014
Accepted (ET)
Jan 13, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 2, 2013 | L | 2 | $27.86 | A | 118 | I | By spouse |
| Common SharesF1 | Dec 2, 2013 | L | 1 | $27.86 | A | 59 | I | By self as custodian of child's account |
| Common SharesF1 | Dec 2, 2013 | L | 16 | $27.86 | A | 1,176 | D | |
| Common SharesF1 | Mar 3, 2014 | L | 2 | $29.15 | A | 118 | I | By spouse |
| Common SharesF1 | Mar 3, 2014 | L | 1 | $29.15 | A | 59 | I | By self as custodian of child's account |
| Common SharesF1 | Mar 3, 2014 | L | 16 | $29.15 | A | 1,176 | D | |
| Common SharesF1 | Jun 2, 2014 | L | 1 | $33.16 | A | 118 | I | By spouse |
| Common SharesF1 | Jun 2, 2014 | L | 1 | $33.16 | A | 59 | I | By self as custodian of child's account |
| Common SharesF1 | Jun 2, 2014 | L | 14 | $33.16 | A | 1,176 | D | |
| Common SharesF1 | Sep 2, 2014 | L | 1 | $36.66 | A | 118 | I | By spouse |
| Common SharesF1 | Sep 2, 2014 | L | 1 | $36.66 | A | 59 | I | By self as custodian of child's account |
| Common SharesF1 | Sep 2, 2014 | L | 13 | $36.66 | A | 1,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.