SEC Form 3 · accession 0001104659-16-115439
Verastem, Inc. · VSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Chiapponi
Officer — Vice President of Finance
Period of report
Apr 18, 2016
Accepted (ET)
Apr 28, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.85 | holding | — | — | — | — | Jan 15, 2023 | Common Stock | 8,000 | — | D |
| Stock Option (right to buy)F2 | $13.59 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy)F3 | $9.19 | holding | — | — | — | — | Jan 8, 2025 | Common Stock | 40,707 | — | D |
| Stock Option (right to buy)F4 | $2.13 | holding | — | — | — | — | Nov 9, 2025 | Common Stock | 56,950 | — | D |
| Stock Option (right to buy)F5 | $1.86 | holding | — | — | — | — | Jan 1, 2026 | Common Stock | 28,050 | — | D |
| Stock Option (right to buy)F6 | $9.23 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 5,000 | — | I |
Explanation of responses
- F125% of these shares vested on January 15, 2014 and 6.25% vest at the end of each successive three-month period thereafter until January 15, 2017.
- F225% of these shares vested on January 7, 2015 and 6.25% vest on the last day of each calendar quarter after such date, through December 31, 2017.
- F325% of these shares vested on January 8, 2016 and 6.25% vest at the end of each successive three-month period thereafter until January 8, 2019.
- F450% of these shares will vest November 9, 2016 and 50% will vest on November 9, 2017.
- F550% of these shares will vest November 9, 2016 and 50% will vest on November 9, 2017.
- F625% of these shares vested on January 15, 2014 and then vest in approximately equal quarterly installments until January 15, 2017.
Remarks
Exhibit List Exhibit 24 - Limited Power of Attorney