SEC Form 4/A · accession 0001209191-19-009794
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen M King
Director
Period of report
Jan 15, 2019
Accepted (ET)
Feb 13, 2019 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 8,100 | $4.44 | A | 40,191 | D | |
| Common StockF2 | Jan 15, 2019 | S | 8,100 | $53.1728 | D | 32,091 | D | |
| Common Stock | Jan 15, 2019 | M | 6,900 | $4.44 | A | 6,900 | I | Stephen and Shauna King Investment Partnership LP |
| Common StockF2 | Jan 15, 2019 | S | 6,900 | $53.1728 | D | 0 | I | Stephen and Shauna King Investment Partnership LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $4.44 | Jan 15, 2019 | M | 8,100 | D | — | Jun 1, 2020 | Common Stock | 8,100 | 20,935 | D |
| Stock Option (Right to Buy)F3 | $4.44 | Jan 15, 2019 | M | 6,900 | D | — | Jun 1, 2020 | Common Stock | 6,900 | 18,346 | I |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $52.94 to $53.93, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3All of the shares subject to the option have previously vested.
- F4This Form 4/A is being filed to correct an inadvertent error showing these options as acquired. The options were disposed of on the listed transaction date and the number of derivative securities beneficially owned has been accordingly updated.