SEC Form 4 · accession 0001209191-18-051735

Dave & Buster's Entertainment, Inc. · PLAY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 19, 2018

Accepted (ET)

Sep 20, 2018 · 11:04 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001525769

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 19, 2018	M	16,200	$4.44	A	48,291	D
Common Stock^F2	Sep 19, 2018	S	16,200	$64.489	D	32,091	D
Common Stock	Sep 19, 2018	M	13,800	$4.44	A	13,800	I	Stephen and Shauna King Investment Partnership LP
Common Stock^F2	Sep 19, 2018	S	13,800	$64.489	D	0	I	Stephen and Shauna King Investment Partnership LP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$4.44	Sep 19, 2018	M	16,200	D	—	Jun 1, 2020	Common Stock	16,200	29,035	D
Stock Option (Right to Buy)^F3	$4.44	Sep 19, 2018	M	13,800	D	—	Jun 1, 2020	Common Stock	13,800	25,246	I

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $64.44 to $64.5675, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3All of the shares subject to the option have previously vested.