SEC Form 4 · accession 0001209191-18-043864
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margo Lynn Manning
Officer — Chief Operating Officer
Period of report
Jul 24, 2018
Accepted (ET)
Jul 25, 2018 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2018 | M | 200 | $5.07 | A | 8,763 | D | |
| Common Stock | Jul 24, 2018 | S | 200 | $50.00 | D | 8,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.07 | Jul 24, 2018 | M | 200 | D | — | Mar 8, 2022 | Common Stock | 200 | 48,483 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.
- F2All of the shares subject to the option have previously vested.