SEC Form 4 · accession 0001209191-17-052236

Dave & Buster's Entertainment, Inc. · PLAY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & CFO

Period of report

Sep 7, 2017

Accepted (ET)

Sep 11, 2017 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001525769

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 7, 2017	A	5,041	$0.00	A	5,042	D
Common Stock	Sep 8, 2017	M	500	$4.44	A	500	I	LTD Partners, LP
Common Stock^F2	Sep 8, 2017	S	500	$52.254	D	0	I	LTD Partners, LP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$4.44	Sep 8, 2017	M	500	D	—	Jun 1, 2020	Common Stock	500	90,808	I
Stock Option (Right to Buy)^F4	$49.59	Sep 7, 2017	A	29,655	A	—	Sep 7, 2027	Common Stock	29,655	29,655	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $52.25 to $52.26, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3All of the shares subject to the option have previously vested.
F4The option vests in equal installments on September 7, 2018, September 7, 2019, and September 7, 2020.