SEC Form 4 · accession 0001209191-17-040295
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Mulleady
Officer — SVP, RE & Dev
Period of report
Jun 15, 2017
Accepted (ET)
Jun 16, 2017 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 1,749 | $5.07 | A | 5,101 | D | |
| Common Stock | Jun 15, 2017 | S | 1,749 | $66.75 | D | 3,352 | D | |
| Common Stock | Jun 15, 2017 | M | 751 | $8.30 | A | 4,103 | D | |
| Common Stock | Jun 15, 2017 | S | 751 | $66.75 | D | 3,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.30 | Jun 15, 2017 | M | 751 | D | — | May 3, 2023 | Common Stock | 751 | 50,955 | D |
| Stock Option (Right to Buy)F3 | $5.07 | Jun 15, 2017 | M | 1,749 | D | — | Apr 16, 2022 | Common Stock | 1,749 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016.
- F2The option vested in installments on May 3, 2014, 2015, 2016 and 2017 and on October 9, 2014. 13,499 options will vest on May 3, 2018.
- F3All of the shares subject to the option have previously vested.