SEC Form 4 · accession 0001209191-17-026528
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Mulleady
Officer — SVP, RE & Dev
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | A | 3,351 | $0.00 | A | 3,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $59.67 | Apr 7, 2017 | A | 9,121 | A | — | Apr 7, 2027 | Common Stock | 9,121 | 9,121 | D |
Explanation of responses
- F1The option vests in equal installments on April 7, 2018, April 7, 2019 and April 7, 2020.