SEC Form 4 · accession 0001209191-17-026519
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Benjamin DeProspero
Officer — Vice President of Finance
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 10, 2017 | S | 1,000 | $59.8186 | D | 13,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $59.67 | Apr 7, 2017 | A | 1,841 | A | — | Apr 7, 2027 | Common Stock | 1,841 | 1,841 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $59.810 to $59.870, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The option vests in equal installments on April 7, 2018, April 7, 2019 and April 7, 2020.