SEC Form 4 · accession 0001209191-16-154974
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Metzinger
Officer — VP of Accounting & Controller
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 2,965 | $4.44 | A | 2,966 | D | |
| Common Stock | Dec 12, 2016 | M | 4,596 | $6.27 | A | 7,562 | D | |
| Common Stock | Dec 12, 2016 | M | 6,442 | $9.34 | A | 14,004 | D | |
| Common Stock | Dec 12, 2016 | S | 14,003 | $56.68 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Dec 12, 2016 | M | 2,965 | D | — | Jun 1, 2020 | Common Stock | 2,965 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.27 | Dec 12, 2016 | M | 4,596 | D | — | Dec 5, 2022 | Common Stock | 4,596 | 1,148 | D |
| Stock Option (Right to BuyF4 | $9.34 | Dec 12, 2016 | M | 6,442 | D | — | Sep 27, 2023 | Common Stock | 6,442 | 4,807 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 8, 2016.
- F2All of the shares subject to the option have previously vested.
- F3Of the shares subject to the option, the remaining shares will vest on December 5, 2017.
- F4Of the shares subject to the option, 308 shares have previously vested and the remaining shares will vest ratably on September 27, 2017 and September 27, 2018.